Join Your Executive Peers in London

The London Ethics & Compliance Forum is a one-day event assembling diverse company leaders to address the issues largely impacting corporate integrity today. Join some of the most reputable multinational and leading regional company business executives, GCs, Chief Compliance Officers and other top experts as they assemble to take action, share cutting edge practices and offer new insights on ethics and compliance across Europe and around the world. Join us for in-depth conversations and enriched networking opportunities to connect with some of the most forward thinking industry leaders of today as the faculty and delegation addresses hot topics including global anti-bribery, whistleblowing, human rights and trafficking, data privacy, ethical company culture, and much more.


Local Expert Discussion

  • October 11, 2016
  • Forum
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Networking Breakfast & Check-In

8:00 - 9:00 a.m.

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Welcoming Remarks

9:00 - 9:10 a.m.

Ethisphere introduces the 2016 London Compliance Forum.

Magazine - 2015 - Q2 32

Opening Keynote | The General Counsel Perspective

9:10 - 10:05 a.m.

A discussion with a panel of General Counsels from leading companies as they share their views on the compliance landscape, the necessary steps to company integrity, anticorruption concerns across Europe and more.


  • Paul T. Friedman, Managing Partner, Europe, Morrison & Foerster


  • Maria Varsellona, Executive Vice President and Chief Legal Officer, Nokia

Magazine - 2015 - Q2 16

Session 1 | Speaking Up and Preventing Scandal: The New Whistleblower Requirements

10:05 - 11:00 a.m.

An expert panel will review the new rules presenting added accountability for companies in the UK and markets beyond as firms in financial sectors and other industries scramble to foster a culture of right behavior, eradicate fear of retaliation, and improve perceptions on corporate ethics.


  • Kathy Cooper-Franklin, Shareholder, Littler Mendelson P.C.


    • Geraint Evans, Chief Compliance Officer & CoE Leader Europe, General Electric
    • Carolyn Herzog, Chief Compliance Officer, Vice President, Legal and Public Affairs, Symantec
    • Gareth Tipton, Group Director, Ethics, Compliance & Governance and Chief Operating Officer, BT Group

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Morning Networking Break

11:00 - 11:20 a.m.

Magazine - 2014 - Q4 29

Session 2 | Cohesive Conversations with the Board: Balancing Governance, Ethics and Compliance Conversations in the Boardroom

11:20 a.m. - 12:15 p.m.

Getting on the Board agenda is challenging for any leader, and driving an effective dialogue is often even more difficult. Boards are getting smarter and more diverse, and yet harder pressed for time with numerous concerns of increasingly complexity. Company culture and integrity is certainly among the growing areas of concerns, but Boards are looking for better data and metrics to support these discussions. This session will highlight the emerging trends in corporate governance, the intersection with compliance and the ethical culture of the company, and how leaders can better support the objectives of the board and executive management through impactful dialogue.

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Networking Luncheon

12:15 -1:30 p.m.

Magainze - 2014 Q3 30

Session 3 | Privacy Predicaments: The Current State of Data Protection in the EU and the Impact on Company Compliance

1:30 - 2:25 p.m.

Privacy is becoming an increasingly important topic both in the EU and globally. This year we have seen the adoption of the new General Data Protection Regulation (GDPR) and also the recent introduction of the Privacy Shield to replace Safe Harbor. Companies are grappling to get up-to-speed on the new requirements so that companies are implementing robust controls in a business environment that is wrought with data transfer and cyber threats that can expose sensitive information. This seasoned panel of data and privacy experts will share best practices and perspective on the new privacy landscape and what companies are doing now and preparing for in the future.  


      • Sue Gold, Senior Counsel, Global Privacy EMEAI, Wyndham Worldwide
      • Michael Scuvee, Director Global Data Privacy, Corporate Compliance, Corporate Legal, Johnson Controls

Magainze - 2015 - Q1 14

Session 4 | The Perception of Anti-corruption Risk, New Enforcement, and the Compliance Culture

2:25 - 3:20 p.m.

In 2015, the UK took enforcement to a new level, entering into its first Deferred Prosecution Agreement while the Serious Fraud Office also took action on the “failure to prevent bribery offense” not previously used. New dimensions of enforcement activity are not just picking up in the UK, but across other European countries, and with greater cooperation with US enforcement agencies too. One might argue that the perception of anti-corruption risk, especially for multinationals, has never been higher in this market, nor has the mission to investigate and tackle corporate offenses ever been so important to enforcement entities. What regulation is getting the most attention?  How are legal and compliance teams addressing these developments to ensure risk is being managed and understood in each key area of the business?  Perhaps most importantly, how do ethics & compliance help create and lead a company culture that puts integrity above bribery, corruption and other offenses that can plague the company?  This panel will highlight where a company’s anti-corruption program needs to be in this new era.


  • Keith Read, Director, Europe, Convercent


    • Ram Aiyer, Regional Ethics & Compliance Counsel, Google, Inc.

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Afternoon Networking Break

3:20 - 3:40 p.m.

Magazine - 2015 - Q2 13

Session 5 | Third Party Due-Diligence: Managing Risk Across Global Relationships

3:40 - 4:35 p.m.

Whether an organization is looking to expand for the first time overseas, or a multinational continues to grow cross-border and entering new markets, the relationships with suppliers, vendors, and partners is increasingly essential. How do organizations ensure that compliance and ethical standards are in alignment with each third party, and how does that get communicated? How can due diligence processes be enhanced to better identify the “red flags” and material risk? How many layer deep do due diligence efforts need to go so that the appropriate amount of assessment is in place? This seasoned panel will share best practices around relationship management, risk assessment, and building trust, and keeping pace with a business critical global network.


  • Nick Devereux, Senior Director, Ethics & Compliance, Europe, Eli Lilly and Company
  • Andrew Law, Chief Integrity Officer & Deputy General Counsel, ABB
  • Anny Tubbs, Chief Business Integrity Officer, Unilever

Magainze - 2014 Q3 25

Closing Keynote | C-suite on Culture: Embedding Ethics and Values in the Company

4:35 - 5:30 p.m.

A diverse panel of executive leadership from global and regional companies discuss the importance of organizational character, the challenges of balancing core values with business obstacles and the ambassadorship necessary for elevating corporate integrity.


    • Cindy Fornelli, Executive Director, Center for Audit Quality (CAQ)


  • Diana Sands, Senior Vice President, Office of Internal Governance and Administration, The Boeing Company

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Closing Remarks

5:30 - 5:35 p.m.

Ethisphere closes the 2016 London Compliance Forum.

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Networking Cocktail Reception

5:45 - 7:00 p.m.

Pricing & Registration

In-House Individual Pre-Registration
$450 USD
Service Firm Individual Registration
$950 USD
Service Firm Group (3+) Registration
$800 USD/Person

Our Partners

Email for more information.

Center for Audit Quality
FTI Consulting
Morrison Foerster
Association and Media Partners
Society of Corporate Compliance and Ethics

Download Best Practices and Key Takeaways
from Ethisphere’s Ethics Summits Around the Globe


LAES 2015
Latin America Ethics Summit 2015
GES 2016
Global Ethics Summit 2016
AES 2014
Asia Ethics Summit 2014


Arundel House
13-15 Arundel Street
London WC2R 3DX

Nearby Accommodations

ME London
336-337 The Strand, London WC2R 1HA

Strand Palace Hotel
372 Strand, London, WC2R 0JJ

The Waldorf Hilton
Aldwych, London WC2B 4DD


Answers to the FAQs.

Why Attend?
Network and exchange ideas with industry peers and through leaders on corporate integrity, ethics, and compliance; Gain a deep understanding of the latest trends and challenges impacting company behavior and performance; Discover how to better cultivate a strong company culture of ethics; Identify key risks in both mature and emerging markets and their impact to the business; Take away actionable insights from the most reputable, multinational company leaders across industries; Explore practical tools and solutions to incorporate into your own compliance and integrity programs.

Who should attend?
C-suite and executive management; Board and Audit Committee Members; General Counsels; Chief Compliance and Legal Officers; Chief Ethics and Corporate Integrity Officers; Government and Regulatory Officials; Directors of Compliance and Program Managers; Law Firm Partners and Service Providers; Academics.

What is discussed?
The General Counsel Perspective; Speaking up and Preventing Scandal: The New Whistleblower Requirements; Human Rights Protection: Company Responsibility to Combat Human Trafficking; Privacy Predicaments: The Current State of the EU-US Data Privacy Agreement and Impact on Company Compliance; Third Party Due-Diligence: Managing Risk Across Global Relationships; C-suite on Culture: Embedding Ethics and Values in the Company

How can my company get involved?
Invite the European leader or key executive to join the conversation and play a leading role as a faculty member on one of the panel discussions. Please email Kevin McCormack to learn more about being a part of this year’s Forum.
Register today! Three or more attendees receive over a 30% discount. For questions and to learn more, email Chelsie Chmela.

I want to be a speaker – how can I suggest my topic?
If you are interested in speaking at the London Compliance & Ethics Forum, please contact Kevin McCormack, Vice President, Global Thought Leadership & Programs.

What is the attire for the London Compliance & Ethics Forum?
Dress for the London Compliance & Ethics Forum is business attire.

How do I get to the Arundel House?
Arundel House is a large red-brick building forming the corner of Temple Place and Arundel Street. The main entrance is on Temple Place, opposite Temple Underground station, and the rail stations of Waterloo and Charing Cross are within walking distance.

Who can help me during the event?
At the event, please see the registration desk for assistance. Anyone with a “Staff” badge will be able to answer your questions. You can also contact Chelsie Chmela, Director, Global Events.

Will there be networking at the Forum?
Yes, the Forum is designed around the opportunity to network with some of the most reputable company leaders and top industry experts from a diverse set of organizations. Have the chance to exchange ideas with leading experts throughout the Forum during breakfast, breaks, lunch and a cocktails reception.

Do you have discounted hotel accommodations?
We do not have discounted accommodations. However, please click here to view a list of nearby hotels.

Do you offer professional credits for attending?
For those attendees seeking continuing education credit to meet professional requirements, Ethisphere will provide a certificate of completion at the conclusion of the event.

What is the cancellation policy?
If you are unable to attend the Summit, your registration is transferrable to someone within your organization. A full refund is available if requested by Friday, September 30, 2016. Thereafter, your registration is non-refundable.

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